Please be advised that extreme weather conditions are expected in the Triangle area Thursday, February 26, 2015, that will likely prevent staff from traveling to their work stations in Raleigh. Due to lingering effects of the winter storm, we expect to continue to be at reduced staffing levels on Friday, February 27 and until travel conditions improve in the metro-Triangle area. If you need to visit our offices for service, we strongly encourage you to call (919) 807-2225 before making the trip to ensure that we have staff on hand to meet your needs. We apologize for any inconvenience that this may cause.

NEW! 2015 Web CRD & IARD Renewal Procedures

NEW! Securities Division Announces 2015 IARD System Fee Waiver

NEW! NASAA Task Force Monitoring Internet for Fraud Following Outbreak of Ebola-Related Website Names. To read the alert, please click here.
Click here! Check out our Calendar of Upcoming Events to see if there will be an anti-fraud presentation near you. These events are updated on an on-going basis, so be sure to check back periodically.
Request a speaker! Would you like to help the NC Securities Division end investment fraud in our state? The Division can provide a speaker who will come to your church, school, business, group or organization, to discuss how to recognize and avoid shady investment schemes, the principles of investing safely, and things all businesses should know before seeking investors. If you would like to request a speaker, please email John Maron or Barbara Bennett or call (919) 733-3924 or toll-free (800) 688-4507.
Remember: One five-minute call to the Securities Division before you hand your hard-earned money to anyone promising a great investment opportunity could protect your entire life’s savings from being stolen from you.