Please be advised that extreme weather conditions are expected in the Triangle area Thursday, February 26, 2015, that will likely prevent staff from traveling to their work stations in Raleigh. Due to lingering effects of the winter storm, we expect to continue to be at reduced staffing levels on Friday, February 27 and until travel conditions improve in the metro-Triangle area. If you need to visit our offices for service, we strongly encourage you to call (919) 807-2225 before making the trip to ensure that we have staff on hand to meet your needs. We apologize for any inconvenience that this may cause.
Investor Education Brochures
Read, download or order the various investor education brochures that the Securities Division offers
Smart Investor Notepad
If you keep good records, you’re more likely to prevail in a dispute with your broker. Use this handy checklist when you’re on the phone or meet with your financial professional. The checklist takes minutes to complete, but could help save you a lot of grief and money.
Annuities: Are they right for you?
Annuities are often marketed as a one-size-fits-all product, which they are not. Learn important information about annuities before you purchase one.
Newsletter
Read the latest Securities Division newsletter or search our archives on topics of interest.
MoneyTrack Investment Videos
MoneyTrack is a fresh new public television series about money and investing that features real people. It is the only television show that offers unbiased, non-commercial education to help you become a wiser and safer investor.
NASAA Podcasts
Listen to The Alert Investor, a series of podcasts produced by NASAA to provide investors with investor protection news and information.
FINRA Investor Protection and Education Articles
FINRA is the securities industry’s self-regulating organization. The information provided here is constantly updated.
Resources for Teachers
Links to unbiased, non-commercial investor education materials for teachers.
Investor Education Links
Links to third-party websites that contain investor education information.